Self-regulatory organization proposes new settlement obligation and expanded guidance
Stanley Beck was a regulator, academic and investor advocate
Change follows a report from the auditor general that found the rule-making process "exceedingly slow"
European regulators' paper examines investor protection issues arising from investment industry's digitalization
Industry trade groups remain hesitant about sweeping reforms
Find ways to excel at the basics, panellists suggested at a CFA Society Toronto event
Decision on tougher investor protection measures coming by end of 2025
Trade group pushes back on Ontario's plan to shorten regulatory comment periods
Effects of high rates to weigh further on economy, financial sector
Big project needed to galvanize creation of single capital market