Transition to be aided by expanding fiduciary requirements
Editorial: The rule book rewrite shouldn’t simply be an exercise in slimming down the volume of regulations
CIRO faces opposition on proposals covering managed accounts and temporary discretionary accounts
Stakeholders are concerned about cost, complexity and lack of imagination
Regulators aim to enhance systemic risk oversight, investor protection
Fund industry critics worry about rules' impact on liquidity, costs
Regulator to finalize new guidance by the end of 2024
Firms were allowed to collect trailers before the CSA ban, court rules
SRO consults on options for resolving long-standing regulatory disparity
The Ontario regulator discussed proposed licensing suitability guidance during a webinar on Wednesday