U.K. agency brings first proceeding alleging illegal promotional activity
Agency seeks feedback on new due diligence standards, enforcement
Regulators flag retail investor issues, market structure, resilience for 2026
Report calls for action on data gaps, surveillance, leverage
FCA, PRA to help first launch cohort of firms navigate growth challenges
U.K. regulator preparing to adopt international standards
Regulator seeks suitability standards for senior industry personnel
Amid industry pushback, exchange scraps plan to increase notice requirements
New $300 fee per rep set to take effect April 1
Bill raises enforcement penalties, enables binding dispute resolution