SRO limits margin accounts to Level 4 dealers in final phase of rule consolidation project
As profits rise, banks boost capital strength, dividend payout ratios
Regulator aims to cut old requirements amid new conduct standards
SRO previews initiatives to industry event
Local boots on the ground needed to defend investors, state regs tell Congress
Caroline Crenshaw cautioned against suggestion that mining activity doesn't involve securities
SRO consulting on possible reforms to rules around research, underwriting
Extreme stress in nickel markets led to trading outage in 2022
Diversity considerations in executive pay, board elections expected to decline
Appointment comes as U.S. officials depart Treasury, FDIC