Targeted support services intended to combat advice gap
Regulators review suitability guidance for industry management
SRO wants to give outside directors more time on the job
Group aims to beef up preparations for systemic stress events
Regulator aims to reduce burden by relaxing portfolio reporting rules
SRO proposes consolidated rulebook, alongside end to dual registration
SRO crafts exception from ban on using performance projections
U.K. agency brings first proceeding alleging illegal promotional activity
Agency seeks feedback on new due diligence standards, enforcement
Regulators flag retail investor issues, market structure, resilience for 2026