Venture companies begin opting for less frequent reporting
Proposal to clarify that reporting rules apply to unitary ETFs, CDRs, notes
Former SEC attorney, accountant to lead agency's enforcement shift
SRO sets out regulatory agenda for year ahead
Agency details fundamental shift in approach to regulatory enforcement
SRO drops mandatory close-out proposal, adds new conduct-based approach
Regulator consults on approach to building machine-readable rules
SRO issues revisions to gatekeeper, trading supervision obligations
IPC upholds OSC decision to preserve privacy of dealers in failed trade study
Regulators lament shrinking shelves, eroding support for junior issuers