Editorial: With several dealers defying the spirit of the client-focused reforms, have regulators finally learned their lesson?
Reforms will take effect in 2022, and regulators promise more to come
The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3
Regulator's priorities for 2021–2022 include curbing compliance costs and ethical AI
A CSA proposal out for a 120-day comment period aims to enhance the quality and cost of financial reporting
Regulator reported a jump in filings in Q4
Regulators expand list of qualifying courses to sell liquid alts
The securities regulator has released its draft priorities for fiscal 2021-2022
Walied Soliman, chair of the Ontario Capital Markets Modernization Taskforce, offered a preview of the task force’s final report on Wednesday
The revisions aim to reduce redundant requirements on trading venues