Government proposes easing service requirements for investigative notices
Fund industry warns about risks to investors as portfolio reporting increases
Let’s use principles-based regulation to clients’ advantage
Outcome of vote unlikely to have immediate credit impact: Fitch
Regulators call time on interim approach to onboarding crypto firms
Paper argues for more systematic cost/benefit, post-implementation analysis
Consumer duty to be extended to existing products
Revisions seek to better align with global standards
Organization launches pilot program to allow remote supervision
Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more