Regulators review suitability guidance for industry management
SRO modernizes market regulation guidance
Regulator aims to reduce burden by relaxing portfolio reporting rules
SRO proposes consolidated rulebook, alongside end to dual registration
FCA, PRA to help first launch cohort of firms navigate growth challenges
Amid industry pushback, exchange scraps plan to increase notice requirements
New $300 fee per rep set to take effect April 1
Proposed new investor report, cost metric not part of initial reform
Regulators sign MoU targeting operational resilience, incident recovery
Regs seek efficiency, innovation to facilitate single EU financial market