Firms spent over US$1 billion on regtech last year
Committee members will begin meeting with the FSRA’s board of directors this month
The conference will focus on global regulatory issues tied to the banking industry
The system will be unveiled in four phases, beginning in 2021
The procedure was contrary to the order-exposure rule
The vigilant enforcement of professional standards is essential to protect consumers and to maintain the integrity of the financial planning profession
The Ontario regulator will issue four different kinds of guidance
Experts weigh in on what the new CFRs mean for advisors and investors
New rules allow certain ETFs to come to market more quickly
SRO wants to ensure fund reps' skills and industry knowledge remain up to date