The regulator can now collect fines through the courts countrywide
Regulators seek principles-based approach to supervising banks
Regulator continues to be concerned about market manipulation
Updated rules for 2023 reflect latest market risk standards
The Ontario regulator also provided a plain-language guide for plan members and spouses
OSFI's move to lift limits on capital returns marks a vote of confidence
Feds' $100 cap on fees for helping clients apply for the DTC was set to become effective Nov. 15
Help clients name a trusted contact person
IOSCO makes recommendations to regulators on ESG issues
But stakeholders say board representation for financial advisors and smaller players is inadequate