Standards setters develop scaffolding for fledgling asset class
The amendments give regulators access to audit work performed by foreign firms
Changes include clearer requirements for dealers to conduct investigations
FCA launching series of studies in response to anti-competitive concerns
Randhawa to oversee innovation, modernization and outreach in new role
New supervisory data sanguine about leverage, liquidity conditions
The Ontario regulator is reviewing how well complaints are addressed
The new rule will come into force following ministerial approval
Proposed legislation doesn't keep up with a changing securities landscape, the think tank argues
The regulator met or exceeded service targets for 76% of its standards in Q2, yet hurdles remain