AI-related filings rise; crypto cases fall, and are in doubt if regulation arrives
Proposal builds on amendments for separate licensing, introduces requirements for life agents
Report reveals firm's top ESG trends for investors in 2025
Agency reports record enforcement filings, seeks to save dealer rule
Regulators pushback final post-crisis reforms ahead of new U.S. administration
Potential for climate tipping points, feedback loops to generate systemic, economic fallout
Regulator to consider fair treatment of clients amid firms' operational risks
Wider adoption, more standardization needed for company plans to be useful for financial regulation
Research finds that active funds underperformed between 2019 and 2023
CCIR, CISRO propose new guidance on the design, distribution of seg funds