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CFTC names new enforcement chief article image U.S. flag
ESMA to review fund managers’ internal controls article image virtual regulation
SEC relaxes audit trail requirements article image Illustration of a businessperson using a magnifying glass to examine files
SEC retreats on climate disclosure rules article image SEC
OSC agenda consultation is underway, and it’s packed article image business direction
Industry divided on OSC’s proposed ‘long-term asset funds’ article image Illustration of a man standing at a crossroads
Stable outlook for U.S. retail brokers: Moody’s article image Computer tapping
ESMA issues crypto guidance article image Crypto currency
U.S. securities class actions rose in 2024 article image Judge looks at papers