Regulator calls for continuity plans at one-man shops
Improved proficiency for financial advisors still on the table amid persistent demand
First phase of reforms to take effect Sept. 28
Regulators seek to codify initial investment restrictions, custody provisions
IOSCO, Basel Committee recommendations target non-central clearing markets
Measures aim to address lessons of market turmoil in early 2020 and 2022
SEC approval clears the way for mainstream industry to get into crypto, but risks remain
Boosting defences to deal with vastly more powerful tech poses a challenge, Fitch says
Self-regulatory organization proposes new settlement obligation and expanded guidance
The SEC said it is finishing the approval of 10 exchange-traded funds for bitcoin