After pilot program, ASC, FCAA maintain exemption based on financial knowledge
ESMA consultation finds mixed feelings on shorter settlement cycle
OSC, AMF call for freshening up fund governance
Experts say companies are likely to prepare to comply anyway
Firm offered recommendations in contravention of its registration as an order-execution-only dealer
Big banks say the so-called Basel III endgame changes would limit their ability to lend
Personnel moves come ahead of agency's new strategic plan
Industry, environmental groups gearing up for legal fight over disclosure requirements
Regulator reluctant to intervene despite competition concerns
Progress to address liquidity mismatch has been uneven, review finds