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Court orders record recovery against FTX

Fund rep fined, banned for client borrowing article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Fund rep fined, banned for client borrowing

CSA orders crypto firms to start joining CIRO article image Pile of cryptocurrency coins

CSA orders crypto firms to start joining CIRO

CIRO to drop Gravitas

Ontario proposes new MGA regulation article image buying insurance on a cell phone

Ontario proposes new MGA regulation

OSC’s compliance work escalates article image Regulation

OSC’s compliance work escalates

Large dealers embrace remote exams: FINRA

Europe consults on crypto classification article image Crypto coins

Europe consults on crypto classification

Hedge fund fraudster sentenced in absentia article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Hedge fund fraudster sentenced in absentia

Rep refused registration for concealing criminal charge