Marex Capital Markets sanctioned in settlement with MX
Panel orders more than US$50M in disgorgement, plus $5M in penalties and costs
SRO sets out common requirements, contemplates shift to annual CE cycle
Regulator issues first in a planned series of discussion papers on crypto rules
Rep circumvented registration limits to trade wider range of securities
The firm and its founder were permanently banned, fined
Regulator lays out plans for rule consultations with new regime due in 2026
RBC still requires the credential in retail branches, FSRA provides date for forthcoming title protection review
Dramatic revenue increase needed to keep pace with systems costs: regulators
OSC to delegate registration to CIRO, rest of CSA considering it too