Changes give members greater flexibility in designing their compliance systems
Rules come into force on Sept. 28
Proposed changes include new “executive” category
National Registration Database to be shut down in September
The CSA says reforms are expected to come into force at the end of September
Castlemore to pay $5,500 in fines and fees
Passport system available to registrants in all provinces, CSA says
Various amendments that are necessary to implement registration reform have been approved, the Saskatchewan Financial Services Commission (SFSC) said Wednesday.The SFSC notes that legislation amending the province’s securities legislation received royal assent on Dec. 3. It includes amendments to the registration provisions needed to adopt registration reform, and to implement the “business” trigger for registration.The […]
But there’s little doubt provincial legislators have significant changes in mind