Scheme promised investors high returns from algorithmic trading strategy
Absent overriding error, panel's decisions should get deference, court says
SRO crafting model to allow reps to use personal corporations
Efforts to raise capital for cannabis company amounted to illegal distribution
Firms using digital engagement practices for good and ill, review finds
Move would give SRO full responsibility for registering dealers, reps
Regulator rejects the idea of "bespoke" regulation for firms
Large fund dealers, with high rep numbers, to bear brunt of higher annual fee
Saskatchewan joins other provincial authorities in streamlining registration
Regulator issues report card on Client Focused Reforms compliance