Regulator rejects the idea of "bespoke" regulation for firms
Large fund dealers, with high rep numbers, to bear brunt of higher annual fee
Saskatchewan joins other provincial authorities in streamlining registration
Regulator issues report card on Client Focused Reforms compliance
CIRO provides guidance on new education, experience requirements for reps
Firm fined $19.6 million for alleged transactions involving illegal activity
Compromised data is starting to show up on the dark web
Companies sanctioned in settlement for prospectus, registration violations
Exec sanctioned in settlement for alleged violations of derivatives rules
Supreme Court appeal possible, but risk of further delay too great: B.C. court