CSA demands pre-registration undertakings from firms to protect investors
Crypto contracts and futures are securities, says the Ontario Capital Markets Tribunal
BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes
The CSA made the change, among others, in its final amendments to registration reporting requirements
Amid a flood of various filings, OSC dials back delivery times
In a settlement with the OSC, he agreed to pay $1.7 million for operating a successful investment club without registration
An OSC hearing panel approves a settlement and says the sanctions represent a deterrent
Regulators issued a guidance directed at social media "finfluencers"
Two more foreign firms were charged with running an unregistered trading platform
The regulator extended a temporary regime for cryptos amid anti-money laundering troubles