Registration, record-keeping and supervisory deficiencies were most common in firms' exams
So-called smart contracts still must comply with the law, regulator warns
Former firm provided reps with improper incentives, regulator alleged
Firm tried to hide the fact that cryptoassets represented securities, regulator charged
Regulator insists cryptoassets were securities, despite efforts to skirt that designation
Regulators issue guidance on valuation, liquidity and custody issues for crypto funds
Divisional Court upholds tribunal's analysis in OSC enforcement action
Ontario's Capital Markets Tribunal found investor losses weren't intentional, but reckless
FSRA brought similar allegations against the agent earlier this year
High-profile enforcement may spur U.S. policy reform, Moody's says