Joint venture to improve efficiency and transparency of U.S. private placement market
Amendments will remove certain domestic disclosure requirements for foreign private placements
Investor advisory released ahead of rule changes to U.S. exempt market
Company to issue shares in $25 million private placement
IIROC panel finds two Canaccord Genuity reps solicited investments in a private placement without the knowledge of their firm
Increase in complaints prompts reminder to firms
Proceeds of offering to provide additional capital to Co-operators’ subsidiaries
Nasdaq anticipates it will phase in debt securities in the fourth quarter
J.G. Wentworth Is first to offer securities using Best Markets
Citi, Lehman, others start trading platform