Home Private placements

Keyword: Private placements

23 results found
Washington DC skyline with Monument Capitol and Abraham Lincoln memorial

Accurate data on the true cost of elder exploitation is needed, trade group says

Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

Deal includes $2.4 million and cooperation with ongoing litigation

Financial Technology concept illustration of Businessman pointing at abstract blue business charts and icons

The private placement platform is opening up to international investors

  • By: IE Staff
  • September 2, 2020 September 2, 2020
  • 12:21
Hand holding smartphone with launching rocket on sky background. Startup and technology concept

DealSquare 2.0 promises “full digitization” of the private placement process

  • By: IE Staff
  • April 16, 2020 April 16, 2020
  • 10:59
Block letters spelling fraud, with magnifying glass

Fraudsters could exploit stock market turmoil, regulators warn

rules and regulations written on folder

The group says investors need greater protections and oversight in private offerings

stock exchange graph

Dealers that connect to the platform can publish their approved deals to their investment advisors

gavel with $100-bill background

Alex Tapscott also settled with the SEC, paying a $25,000 civil penalty

New amendments are intended to provide sophisticated investors access to a broader range of investment opportunities

Investors would have to first obtain advice on suitability from an investment dealer