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Keyword: Private placements

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DealSquare 2.0 promises “full digitization” of the private placement process

  • By: IE Staff
  • April 16, 2020 April 16, 2020
  • 10:59
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Fraudsters could exploit stock market turmoil, regulators warn

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The group says investors need greater protections and oversight in private offerings

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Dealers that connect to the platform can publish their approved deals to their investment advisors

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Alex Tapscott also settled with the SEC, paying a $25,000 civil penalty

New amendments are intended to provide sophisticated investors access to a broader range of investment opportunities

Investors would have to first obtain advice on suitability from an investment dealer

BCSC releases report on Private Placement Review Program

FAIR Canada supports exemptions that have the key features of rights offerings or private placements in compliance with the TSXV’s private placement rules

U.S. SRO offers tips to help investors determine if a private placement is right for them