Investor advisory released ahead of rule changes to U.S. exempt market
Company to issue shares in $25 million private placement
IIROC panel finds two Canaccord Genuity reps solicited investments in a private placement without the knowledge of their firm
Increase in complaints prompts reminder to firms
Proceeds of offering to provide additional capital to Co-operators’ subsidiaries
Nasdaq anticipates it will phase in debt securities in the fourth quarter
J.G. Wentworth Is first to offer securities using Best Markets
Citi, Lehman, others start trading platform