New regime aims to facilitate trading in shares of companies that aren't ready to go public
Assets, earnings up in Q1, but erratic policy to dampen M&A: Moody's
Appeal argues court applied wrong standard in granting regulator's request for receiver
Regulator to consider exemptive relief, novel protections for new funds
Regulator alleges company, execs misled investors in offerings
Lending to non-banks growing rapidly, bringing risks too
Funds overstated performance, used investors' money to pay distributions
Retail market offers growth, but carries risk for alt managers too: Fitch
Industry group calls on SEC to ease constraints
Due diligence, private debt valuation are among areas covered