Angel investor, early-stage issuer relief extended to allow regulator to consider reforms
Over $3 million in capital was raised from clients to fund firm's growth
Executive order calls on DOL, SEC to expand retail access to crypto, commodities, private securities
Regulator proposes first update to conflict compliance in over 20 years
PE activity in Canada expected to 'remain quite dry' due to trade policy uncertainty: KPMG
Founder allegedly falsified financials, audits, cap tables, to dupe investors
Exchange association calls for effort to preserve the virtues of going public
Judge set the bar too low in granting regulator's application, real estate firms argue
Founder overstated firm's recurring revenue when courting investors, U.S. authorities alleged
New frontier for alt funds has potentially systemic implications