Advisory and customer service functions are among the most advanced AI uses, a report says
Undertaking doesn't preclude regulator's enforcement action, court finds
Regulators fined firms a total US$549 million for record-keeping failures
StatsCan finds fraud to be widespread, rarely reported to police
OSC decision to deny access to investors' identities upheld
Crypto firm failed to make its case staying regulator's investigation order, summons
European Commission proposes legal framework, ECB to have final call on digital currency
Disciplinary filing is a statutory requirement, not legally privileged, IPC rules
The breach, which affected clients of InvestorCOM, has compromised information related to Empire Life's seg funds and mutual funds
Demonstrate and discuss your regulatory requirements with clients, IFB says