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Keyword: Privacy

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A court dismissed the proposed suit involving hospital workers selling new mothers' contact information to RESP dealer reps

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Groups issuing financial planner and advisor titles must meet cybersecurity guidelines


Regulators alleged the firm's onboarding process for new reps was deficient


A widow sued her brokerage firm, alleging it failed to tell her about a change in her husband's accounts

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The firm agreed to pay US$35 million to settle privacy violation allegations

Open banking has the potential to automate onboarding, allow for fee comparison and improve risk assessments


Bid to keep compelled testimony confidential was dismissed

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Lawsuit on behalf of Canadian credit card customers seeks $800 million in damages


Regulator charges that executives allegedly diverted funds to themselves, their firm

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The agreement would allow eligible individuals affected by the breach to receive payment