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Keyword: Privacy

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A court dismissed the proposed suit involving hospital workers selling new mothers' contact information to RESP dealer reps

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Groups issuing financial planner and advisor titles must meet cybersecurity guidelines

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Regulators alleged the firm's onboarding process for new reps was deficient

Court.

A widow sued her brokerage firm, alleging it failed to tell her about a change in her husband's accounts

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The firm agreed to pay US$35 million to settle privacy violation allegations

Open banking has the potential to automate onboarding, allow for fee comparison and improve risk assessments

Court.

Bid to keep compelled testimony confidential was dismissed

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Lawsuit on behalf of Canadian credit card customers seeks $800 million in damages

Court.

Regulator charges that executives allegedly diverted funds to themselves, their firm

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The agreement would allow eligible individuals affected by the breach to receive payment