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Keyword: Privacy

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Data protection concept. GDPR. EU. Cyber security. Business man using mouse computer with padlock icon and internet technology network on blue background.

The breach, which affected clients of InvestorCOM, has compromised information related to Empire Life's seg funds and mutual funds

Hand holding a light bulb

Demonstrate and discuss your regulatory requirements with clients, IFB says


Official digital currencies may have a hard time proving their value, the rating agency says

Technology security concept. Modern safety digital background. Protection system

InvestorCOM, a vendor of Mackenzie Investments, had data exposed when hackers targeted a secure file transfer service


A court dismissed the proposed suit involving hospital workers selling new mothers' contact information to RESP dealer reps

cybersecurity of network of connected devices and personal data security, concept on virtual interface with consultant in background

Groups issuing financial planner and advisor titles must meet cybersecurity guidelines


Regulators alleged the firm's onboarding process for new reps was deficient


A widow sued her brokerage firm, alleging it failed to tell her about a change in her husband's accounts

digital tablet hands graph planning economic business success

The firm agreed to pay US$35 million to settle privacy violation allegations

Open banking has the potential to automate onboarding, allow for fee comparison and improve risk assessments