Advisors could face steep costs resulting from the loss of sensitive client information
A recent decision from the Supreme Court of British Columbia strikes a balance between client privacy and excessive burdens for insurers and their agents
Montreal-based firm files $52 million class action against the SRO
Regulators examining IIROC policies and procedures
SROs may fall through cracks in privacy rules
IIROC loses portable device that contains date on 52,000 brokerage firm clients
The federal privacy commissioner has cautioned insurance companies: Obtain proper consent before checking credit scores
A few simple steps can reduce vulnerability to fraud and identity theft
IF YOU ARE USING WEBSITES to communicate with clients, you should be paying attention to a recent bulletin from Jennifer Stoddart, the privacy commissioner of Canada. Late last month, Stoddart released the results of a summer survey, which she referred to as a “wake-up call.” The research found that several popular, unnamed websites have allowed […]
SEC hopes report will help strengthen compliance