Keyword: Over-the-counter securities and derivatives

158 results found

The proposals are consistent with the provisions set out at the global level by the Basel Committee on Banking Supervision

A lack of co-ordination is fragmenting liquidity says the IIAC’s Ian Russell

FINRA will publish data on all equity volume executed over-the-counter

IOSCO, CPMI seek comments on consultative report

The review will examine firms’ systems and policies to ensure that trade data is being reported accurately and on time

Proposals detail margin requirements that counterparties should exchange in non-centrally cleared trades

Regulators to work together to monitor banks’ compliance with derivatives data reporting

The rules should no longer distinguish between over-the-counter and exchange-traded derivative transaction when calculating counterparty risk

OSC releases April 2015 issue of Investment Funds Practitioner

Requirements have now been pushed to September 2016