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Keyword: Over-the-counter securities and derivatives

149 results found
Signing bank documents

Rising rates, benchmark reform, commodity prices all affected activity

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ASC, OSC give firms deadline extension on derivatives data reporting

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U.K. regulator curbs investor protections to attract issuers, placate bankers


Mis-marking scheme defrauded investors, deceived auditors and regulators

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Regulator confirms enforcement inquiry into extended LME closure

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Regulators issue revised principles for regulation, supervision of commodity derivatives

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The BIS reported that derivatives market values and credit exposures are up sharply this year


BofA sanctioned for millions of reporting lapses over 10 years

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Regulators to prep industry for forthcoming conduct regime

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The U.S. SRO aims to detect misconduct in under-the-radar market