Invesco’s Rene Reyna is (kind of) all in on AI, Chinese tech, U.S. defence and big American banks
WFE calls for policymakers to support public markets
Rep circumvented registration limits to trade wider range of securities
Growth was concentrated in smaller market segments, interest rate derivatives flat
Firm failed to oversee trading activity by a couple of its reps
Market cap rose, alongside trading volume and value, group reports
Short-term cash advances exploited in market manipulation
New ISS research finds CEO pay up alongside shareholder returns
Settlement includes disgorgement, penalty and suspension
Regulators to explore the regulation, provision of advice online