New firm failed to adequately review trading, client comms, SRO alleged
Exchange hearing set over 2019 trades
Executive pay rises accompany recent strong shareholder returns: ISS
Invesco’s Rene Reyna is (kind of) all in on AI, Chinese tech, U.S. defence and big American banks
WFE calls for policymakers to support public markets
Rep circumvented registration limits to trade wider range of securities
Growth was concentrated in smaller market segments, interest rate derivatives flat
Firm failed to oversee trading activity by a couple of its reps
Market cap rose, alongside trading volume and value, group reports
Short-term cash advances exploited in market manipulation