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Keyword: Options

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Piggy bank with money flat icon illustration

New ISS research finds CEO pay up alongside shareholder returns

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Settlement includes disgorgement, penalty and suspension

three colleagues discussing their business prospects and looking at laptop screen

Regulators to explore the regulation, provision of advice online

Advisor tracking stocks

Exchange aims to enhance appeal with new order type and automation

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Power to award options lies with board, not management

Small space ship flys like a rocket through the air

Plus, Forstrong releases its first ETFs

Streets of Montreal, Canada

Laurentian Bank Securities sanctioned for supervisory shortcomings

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Firm fined for operational failures, service and supervisory issues

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Online brokerage firm fined for compliance issues related to complaints, options approvals

Extreme closeup of an annual report -- based on the "portfolio facts," the fund is a 100% stock mutual fund

A CI utilities-sector ETF writes covered call options while Invesco launched a suite of dividend ESG funds