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Military helicopter

Four investment themes for a volatile market

Invesco’s Rene Reyna is (kind of) all in on AI, Chinese tech, U.S. defence and big American banks

Global growth

Global IPOs weak despite strong markets, trading

WFE calls for policymakers to support public markets

penalty card

Ex-fund rep used online brokers with clients

Rep circumvented registration limits to trade wider range of securities

Advisor tracking stocks

OTC derivatives rise in first half: BIS

Growth was concentrated in smaller market segments, interest rate derivatives flat

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

CIRO sanctions supervisory lapses at Desjardins

Firm failed to oversee trading activity by a couple of its reps

Advisor tracking stocks

Global trading activity up in first half: WFE

Market cap rose, alongside trading volume and value, group reports

New account schemers plead guilty

Short-term cash advances exploited in market manipulation

CEO pay soars among S&P companies

New ISS research finds CEO pay up alongside shareholder returns

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Rep admits to unapproved discretionary trades

Settlement includes disgorgement, penalty and suspension

three colleagues discussing their business prospects and looking at laptop screen

OSC priorities include lifting limitations on advice

Regulators to explore the regulation, provision of advice online