Settlement includes disgorgement, penalty and suspension
Regulators to explore the regulation, provision of advice online
Exchange aims to enhance appeal with new order type and automation
Power to award options lies with board, not management
Plus, Forstrong releases its first ETFs
Laurentian Bank Securities sanctioned for supervisory shortcomings
Firm fined for operational failures, service and supervisory issues
Online brokerage firm fined for compliance issues related to complaints, options approvals
A CI utilities-sector ETF writes covered call options while Invesco launched a suite of dividend ESG funds
Asset managers launched low-vol, covered call and low-fee index funds to start the year