European regulators aim to curb vulnerabilities revealed by March 2020 market stress
Toronto-based fund loses bid to transfer case to Ontario
Funds can choose the option more favourable to fund holders — though detailed calculation comes with challenges
Fund managers should use the recent regulatory review as a means to improve their IRCs
Mutual funds stuck in net redemptions, while ETFs remain in positive sales territory
With growth coming from other areas, the firm's impending closure of ESG ETFs is part of a larger industry trend
OSC relief addresses potential mismatch between settlement cycles
Markets drive industry AUM higher, net flows positive for large firms
Markets drove both mutual fund and ETF assets lower in April
Fund rep could fill out basic information, but not KYC info, on investment dealer accounts