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Keyword: Mutual funds

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European regulators aim to curb vulnerabilities revealed by March 2020 market stress

Gavel and legal books

Toronto-based fund loses bid to transfer case to Ontario

Fork in the road

Funds can choose the option more favourable to fund holders — though detailed calculation comes with challenges

Tax inspection

Fund managers should use the recent regulatory review as a means to improve their IRCs

Globe graph

Mutual funds stuck in net redemptions, while ETFs remain in positive sales territory

stock market

With growth coming from other areas, the firm's impending closure of ESG ETFs is part of a larger industry trend

liquid dollar sign

OSC relief addresses potential mismatch between settlement cycles

Arrow up

Markets drive industry AUM higher, net flows positive for large firms

money flow

Markets drove both mutual fund and ETF assets lower in April


Fund rep could fill out basic information, but not KYC info, on investment dealer accounts