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Keyword: Mutual funds

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Angry client

Fraud claims pass suitability issues among investment cases

Blue spikes

Bond ETFs drove sales up in June, IFIC says

Red alert

Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more

Advisor tracking stocks

Finance’s qualified investments consultation asked for suggestions on how to promote Canadian investment

European regulators aim to curb vulnerabilities revealed by March 2020 market stress

Gavel and legal books

Toronto-based fund loses bid to transfer case to Ontario

Fork in the road

Funds can choose the option more favourable to fund holders — though detailed calculation comes with challenges

Tax inspection

Fund managers should use the recent regulatory review as a means to improve their IRCs

Globe graph

Mutual funds stuck in net redemptions, while ETFs remain in positive sales territory

stock market

With growth coming from other areas, the firm's impending closure of ESG ETFs is part of a larger industry trend