Comments sought from industry
The provincial regulator also wants to explore whether fund prospectuses provide sufficient clarity on different fund classes
Prospectus reviews focusing on disclosure of fees and expenses, investment objectives and strategies, and conflicts of interest
MOU includes mechanism for resolving disagreements about proposed changes
CSA extends deadline for fund rule comments
Proposals would create a more consistent regulatory framework for comparable investment products
Regulator conducts client disclosure sweep
OSC approves amendments to MFDA rules concerning the segregation of client property
Fund names not consistent with investment objectives or investment strategies, regulator says
Many complex and hard-to-value securities, such as structured products, are now available to funds