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Keyword: Mobile applications and devices

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Rating agencies settle SEC texting charges article image A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Rating agencies settle SEC texting charges

TD, RBC sanctioned by U.S. regulators article image rules and regulations

TD, RBC sanctioned by U.S. regulators

Trading games drive heavier, riskier activity: FCA

Rep fined, banned in CIRO settlement

Brokerage app Webull launches in Canada

U.K.’s FCA issues guidance on new crypto rules article image Crypto money

U.K.’s FCA issues guidance on new crypto rules

Former rep fined, banned by CIRO article image Stealing money

Former rep fined, banned by CIRO

SEC targets best-interest rules in broker reviews article image Dispute at desk

SEC targets best-interest rules in broker reviews

SEC, CFTC hit delete on firms’ WhatsApp, texting article image Using phone for finances

SEC, CFTC hit delete on firms’ WhatsApp, texting

BMO, Wall Street firms sanctioned for app violations