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Keyword: Mobile applications and devices

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Using phone for finances

Another 10 firms sanctioned for extensive recordkeeping violations

Womens hand using mobile phone on the bokeh background

Regulators fined firms a total US$549 million for record-keeping failures

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Firm fined for operational failures, service and supervisory issues

magnifying glass

Conduct standards, crypto and cybersecurity feature in exam plans for 2023

Diverse group of four adult men and women laughing while standing close together around a tablet computer

Younger demographic has different investing habits and preferences, FINRA research finds

Diverse group of four adult men and women laughing while standing close together around a tablet computer

U.K. regulator says gamification tactics can drive problematic investor behaviour

Arch formed with river rocks on beach

Digital tools, an intuitive client database and a support team can help streamline the onboarding process for advisors

Womens hand using mobile phone on the bokeh background

The beta version of the product launched in November 2020

  • By: IE Staff
  • March 12, 2021 March 15, 2021
  • 12:56
Womens hand using mobile phone on the bokeh background

The app is available to several banks' customers

  • By: IE Staff
  • May 1, 2019 October 17, 2019
  • 09:00
checking stock market data on a mobile device

NOMI Budgets analyzes client data and makes budgeting recommendations

  • By: IE Staff
  • April 25, 2019 October 17, 2019
  • 11:25