FINRA highlights need to revise rules to match current technology
Review by U.K. regulator finds firms need to focus on investor screens, value
Breach was used to falsely post about bitcoin ETF approval, sending crypto prices up
Regulator settles with 12 firms for a combined US$63.1 million
Firms pay US$45 million to settle trade reporting, recordkeeping violations
A pair of major crypto cases drove monetary relief to record heights
Brokers' texting, whistleblower protections among regulator's priorities
SRO considers modernizing rules amid market, investor evolution
Exam division details compliance priorities for year ahead
Liquidity oversight may need to evolve in the wake of March 2023 stress