Regulator adopts series of measures to curb marketing, bolster investor protection
The risk of misleading disclosure pervades sustainable product lineups, European regulators say
Regime to protect investors must also work for industry, regulator says
Proposed acquisition part of Loyalty Ventures bankruptcy court process in Canada
Review to scrutinize communications, social media, finfluencers and greenwashing
Fewer than one-third of advisors surveyed had a defined marketing strategy
BCSC compliance reviews find CRM2 failings alongside registration and marketing gaffes
Some advisors take on too many clients outside their core market, warns Cerulli Associates
The regulator's reviews uncovered deficiencies at most firms examined
More than half of advisors with defined marketing plans gained new clients via social media over the past 12 months, a survey says