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Keyword: Marketing

166 results found
Man painting pollution green

New product labelling and marketing rules to take effect in 2024

low yield investment

Regulator's compliance reviews find issues with performance reporting

Crypto money

Regulator aims to facilitate compliance with new regime

AI technology

Advisory and customer service functions are among the most advanced AI uses, a report says

ESG letters

European regulators flag growing greenwashing risk

Two portfolio managers explain why their podcast has run successfully for more than five years

  • By: Melissa Shin
  • September 25, 2023 September 25, 2023
  • 16:12
angry client meeting

Investment advisers violated revised marketing rules, regulator alleges

bitcoin ethereum litecoin concept coins on black

U.K. regulator gives compliance extension to some firms, threatens others with enforcement

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Former firm provided reps with improper incentives, regulator alleged

gavel

Robo-advisor violated rules when touting hypothetical performance