European regulators flag threats to investors from industry, influencers
To be seen as professionals, advisors must be reasonable and transparent, writes John De Goey
Compliance review finds potential violations in 70% of firms' messages
FCA forms working group to enhance advisor expertise in sustainable investment
IOSCO sounds alarm, calls for action to combat escalating online harm
European regulators' paper examines investor protection issues arising from investment industry's digitalization
New product labelling and marketing rules to take effect in 2024
Regulator's compliance reviews find issues with performance reporting
Regulator aims to facilitate compliance with new regime
Advisory and customer service functions are among the most advanced AI uses, a report says