Keyword: Market timing

77 results found
IIROC reaches settlement with three former All Group reps

Ontario court dismisses appeal by CI and AIC

Two of Canada’s best known mutual fund companies are a big step closer to facing a class action from disgruntled investors. In late January, the Ontario Divisional Court ruled that a 2004 Ontario Securities Commission settlement of the plaintiffs’ claims doesn’t bar them from going after the fund companies for more compensation. According to expert […]

CI, AIC remain as defendants

Three plaintiffs have signed conditional settlement agreements with three fund companies

OSC sets 2011 as “final” deadline

While the “late market” trading scandal of 2003 is long over, taxpayers are still fighting over the implications

Henry knew that having a clear idea of the type of clients he was looking for, both in terms of their wealth and their outlook on life, was only the first step in achieving his vision. He knew it was time to move forward with his plan, but he was unsure of the next steps.Henry […]

$190.7 million in settlement monies distributed so far, OSC says

  • By: IE Staff
  • July 2, 2008 July 2, 2008
  • 14:15

Improper trades made on behalf of hedge fund client

A paper published in the U.S. in December compares U.S. equity mutual funds’ published performance from 1991 through 2004 with estimates of what investors in those same funds actually earned over the same time period. The paper, Investor Timing and Fund Distribution Channels, by Mercer Bullard, Geoffrey Friesen and Travis Sapp, highlights the “timing performance […]

  • By: Dan Hallett
  • February 1, 2008 October 30, 2019
  • 20:52