Move weakens investor protection, commissioner says
Regulator slims its roster of task forces, signals shift in focus
Investor suit sought more than $1 billion, settles for $6.5 million
Regulator settles with 12 firms for a combined US$63.1 million
Firms pay US$45 million to settle trade reporting, recordkeeping violations
Earlier decision requiring clearing broker to produce records overturned
Firm failed to fully investigate potentially manipulative trading by an ex-employee
Bill Hwang sentenced over hedge fund collapse that torched Wall Street
Trio of firms sanctioned for regulatory reporting issues
Father, son duo plead guilty to securities fraud, conspiracy charges