NSSC settles with Halifax firm that failed to oversee its day traders in China
BofA sanctioned for millions of reporting lapses over 10 years
Fund manager aimed to trigger US$20-million options payout, U.S. authorities allege
FCA fines firm for failing to beef up trading surveillance
SRO provides guidance on short covering expectations
Accused allegedly used breached accounts to pump microcap stocks
Total of 10 traders now found guilty of manipulating futures markets
Software updates caused various issues undermining market oversight
The U.S. SRO aims to detect misconduct in under-the-radar market
Blockchains inherently enable front running and other activity that's offside in traditional financial markets