Keyword: Market manipulation

88 results found
Halifax, Nova Scotia, Waterfront

NSSC settles with Halifax firm that failed to oversee its day traders in China


BofA sanctioned for millions of reporting lapses over 10 years


Fund manager aimed to trigger US$20-million options payout, U.S. authorities allege

37749602 - big ben, london

FCA fines firm for failing to beef up trading surveillance

40556994 - close up image of stock market data on a computer monitor.

SRO provides guidance on short covering expectations

Business economic graph and chart digital illustration

Accused allegedly used breached accounts to pump microcap stocks

Judge gavel, scales of justice and law books in court

Total of 10 traders now found guilty of manipulating futures markets


Software updates caused various issues undermining market oversight

Magnifying glass icon in flat style. Search loupe on color background. Business analytic charts illustration. Vector design object for you project

The U.S. SRO aims to detect misconduct in under-the-radar market

Block Chain word with icons as vector illustration

Blockchains inherently enable front running and other activity that's offside in traditional financial markets