Keyword: Market manipulation

88 results found
Halifax, Nova Scotia, Waterfront

NSSC settles with Halifax firm that failed to oversee its day traders in China

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BofA sanctioned for millions of reporting lapses over 10 years

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Fund manager aimed to trigger US$20-million options payout, U.S. authorities allege

37749602 - big ben, london

FCA fines firm for failing to beef up trading surveillance

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SRO provides guidance on short covering expectations

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Accused allegedly used breached accounts to pump microcap stocks

Judge gavel, scales of justice and law books in court

Total of 10 traders now found guilty of manipulating futures markets

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Software updates caused various issues undermining market oversight

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The U.S. SRO aims to detect misconduct in under-the-radar market

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Blockchains inherently enable front running and other activity that's offside in traditional financial markets