Keyword: Market manipulation

127 results found
Sneaky thieves

ESMA says novel abuses need to be addressed for DeFi sector to grow

AI technology

Advisory and customer service functions are among the most advanced AI uses, a report says

Pile of cryptocurrency coins

Trade group calls for crypto trading to face similar standards as traditional markets

rules and regulations

Canada remained the last G20 country without conduct standards for OTC derivatives markets

Closeup of mallet being hit on stacked coins at table in courtroom

Firm admitted insider trading, abusive market conduct

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Wedbush Securities fined for compliance failings

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

JitneyTrade fined $90,000 for weak controls over direct-access clients

High angle view of mallet eyeglasses legal book in courtroom

OSC decision to deny access to investors' identities upheld

Crypto coins

Regulators issue guidance on valuation, liquidity and custody issues for crypto funds

liquid dollar sign

U.S.-dollar LIBOR put to pasture as the first phase of CDOR reform ends