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Keyword: Market manipulation

185 results found
FCA to save £100 million with trade reporting reform article image UK flag

FCA to save £100 million with trade reporting reform

CIRO undertakes phase two of guidance reno article image Board room discussion

CIRO undertakes phase two of guidance reno

SEC seeks to curb CAT costs article image SEC

SEC seeks to curb CAT costs

DoJ settles with BofA in spoofing case article image Court settlement

DoJ settles with BofA in spoofing case

Exec, advisor accused of pump-and-dump article image Sign on the building of Financial Industry Regulatory Authority, or Finra, in Manhattan NYC lower financial district downtown, businessman man walking stock photo

Exec, advisor accused of pump-and-dump

CSA flags venture market pump-and-dump risk article image Illustration of a businessperson using a magnifying glass to examine files

CSA flags venture market pump-and-dump risk

Dealer sanctioned over gatekeeping failure article image Trader at computer screen

Dealer sanctioned over gatekeeping failure

Tribunal upholds FCA market manipulation case article image Market manipulation

Tribunal upholds FCA market manipulation case

Crypto ‘market maker’ sentenced in U.S. article image Crypto coins

Crypto ‘market maker’ sentenced in U.S.

Aussie pump and dumpers plead guilty article image Australian finances

Aussie pump and dumpers plead guilty