Regulators flag risk of buildup of large, opaque trading positions
Panel lifts stay, refines order in case that led to landmark ruling
Regulator seeks to limit brokers' OTC requirements to equities
Former judge leaves agency after just over six months
Enforcement action targets weaknesses in AML controls, compliance
SRO modernizes market regulation guidance
Firm allegedly touted stocks on social media, while selling its holdings
Tribunal upholds FCA decision, reduces bank's penalty
Bill raises enforcement penalties, enables binding dispute resolution
Panel sought alternative remedy to address disclosure concerns