Proposal revises conservative approach initially sought by IIROC
Firm fined for operational failures, service and supervisory issues
Complex undertaking will reduce counterparty risk, as well as margin and liquidity demands
Younger demographic has different investing habits and preferences, FINRA research finds
Regulators on alert as interest rates rise and markets are volatile
Global standards setters will consider reforms following a consultation
The investor advocacy group urges the industry to act in clients' best interests during this time of financial hardship
A court has ruled the discount broker had an “ironclad” reason to sell out a client’s margin accounts
New methodology determines a customized margin rate for each listed equity
IDA will use methodology to determine margin rates for certain equity securities listed in Canadian and U.S. markets